Roger works exclusively on the 401(k) side of the business. He is dedicated to making sure that plan sponsors and participants have all their needs addressed and that they feel good about their financial situation. He works with our advisors to prepare for meetings, processes quarterly reports for our clients, and assists with making fund changes and sending the participant notices out to clients.
Before joining Raymond James in 2019, Roger was a participant services representative with Mercer in Houston, where he assisted plan participants and helped process fund reallocations and distributions.
Earlier in his career, he was a client relationship associate at First Harbor in Houston, where he helped agents with 401(k) plan reviews and assisted clients with distribution requests and portfolio management. He earned a bachelor’s degree in marketing from Stephen F. Austin State University and has been a technician class license holder since 2005.
Roger is originally from Tulsa, Oklahoma, and lives in Missouri City, Texas, with his wife, Colleen. In his free time, he enjoys photography and amateur radio.